RECENT RESPONSE TO NOTICES

REISA responds to SEC's proposed amendments to Regulation D, Form D and Rule 156 under the Securities Act of 1933. Click here to view the letter.

REISA responds to NASAA regarding BDC Guidelines. Click here to view letter.

REISA responds to SEC regulatory initiatives on the JOBS Act. Click here to view comment letter.

REISA responds to FINRA's regulatory notice 12-18. Click here to view comment letter.

REISA responds to Congress on H.R. 2146 Data Act. Click here to view comment letter.

REISA responds to FINRA's regulatory notice 12-14. Click here to view comment letter.

REISA responds to the SEC�s comment request on FINRA�s Partial Amendment No. 1 to proposed FINRA Rule 5123. Click here for more details