Broker-Dealer Advisory Council
REISA Broker-Dealer Advisory Council
REISA’s Broker-Dealer Monthly Meet Ups offer you, as a broker-dealer, an opportunity to join in discussions around relevant and timely industry topics with a focus on how these topics affect the broker-dealer community. Mark your calendar for the following dates and plan to participate in these beneficial conversations with fellow industry professionals.All calls will take place at 2:00 PM ET on the first Wednesday of each month (except July.) Topics listed are proposed and may change based on current hot issues. Each monthly discussion is meant to serve as an open forum and BDs are encouraged to come prepared to share experiences and concerns.
July 12 – In-person meeting at Due Diligence Forum
October 7 – In-person meeting at Annual Conference
Participants in the REISA Broker-Dealer Advisory Council are limited to REISA Associate members (i.e., Broker-Dealers/Registered Investment Advisers). Third-party due diligence firm representatives as well as representatives from Managing/Sponsor Broker-Dealers may be invited to participate periodically. The Co-Chairs of the Advisory Council will determine what conference calls or meetings are open to non-retail broker-dealers and third party due diligence firms. Staff will notify those Affiliate and Sponsor members when they are invited to participate in a call or meeting and open meetings will be noted on the website.